Transaction Fee & Tax
| No. | SERVICES | FEE |
| A. | TRADING FEE | Total Trading Value/day |
| I. | Sharess and Fund Certificates | |
| 1 | Aggregate transaction value under VND 50 million/day | 0,3% |
| 2 | Aggregate transaction value from VND 50 million to under VND 100 million/day | 0,25% |
| 3 | Aggregate transaction value from VND 100 million to under VND 300 million/day | 0,22% |
| 4 | Aggregate transaction value from VND 300 million to under VND 500 million/day | 0,2% |
| 5 | Aggregate transaction value from VND 500 million to under VND 1 billion/day | 0,17% |
| 6 | Aggregate transaction value from VND 1 billion/day | 0,15% |
| II. | Bonds | 0,20% |
| III. | Derivative | |
| Index Future Contract | 7,700 VND/contract (included fee paid to the Stock Exchange) | |
| Government Bond Future Contract | 9,500 VND/contract (included fee paid to the Stock Exchange) | |
| B. | DEPOSITORY FEE | |
| 1 | Shares and Fund Certificates | 0,27 VND/stock, fund certificate, covered warrant/month |
| 2 | Bonds | 0,18 VND/bond/month, maximum VND 2,000,000 VND/month/bond |
| 3 | Debt instruments according to Public Debt Management Law | 0,14 VND/debt instruments according to Public Debt Management Law, maximum 1,400,000 VND/month/code |
| Fees to be paid to VSD | ||
| a. | Position management service fee | 2,550 VND / contract / account / day |
| b. | Collateral asset management | 0,0024% accumulated value of collateral asset balance (cash + securities value in par value)/account/month (not greater than 1,600,000 VND/account/month, not less than 100,000 VND/account/month) |
| C. | CHARGES FOR TRANSFER OF THE RIGHT WILL BE NOT THROUGH THE TRANSACTION SYSTEM | |
| 1 | Founding shareholders are in the time of transfer restriction in accordance with the law | 0,1% value of ownership transfer |
| 2 | The transfer cases are approved by competent state agencies | Fee for VSD: 0,1% of the value of ownership transfer for stocks and fund certificates, covered warrant |
| Fee for KIS: 0.1% of the value of ownership transfer for stocks and fund certificates, covered warrant | ||
| 0,005% of the value of ownership transfer on Bonds | ||
| 3 | Transfer of corporate bonds Private placement which have registered securities at VSD but have not, not listed / registered for trading on the Stock Exchange | 0,005% of the value of ownership transfer |
| 4 | Donating, giving, inheriting ***except for cases of donation, donation, donation, inheritance between husband and wife, between biological father, natural mother and natural child, adoptive father, adoptive mother and adopted child, between father-in-law, mother-in-law and daughter-in-law, between father-in-law, mother-in-law and son-in-law, between grandfather, grandmother and grandson, between grandfather, grandmother and grandchild, between brothers, sisters and brothers |
Fee for VSD: 0,1% of the value of ownership transfer for security stocks, fund certificates and warrants |
| Fee for KIS: 0,1% of the value of ownership transfer for security stocks, fund certificates and warrants | ||
| 0,005% of the value of ownership transfer on Bonds | ||
| D. | SECURITIES TRANSFER | |
| 1 | Transfer to make payment for SELL securities transactions | 0,3 VND/stock/time/code (maximum not exceeding 300,000 VND/time/stock) |
| 2 | Transfer securities between investors’ accounts at different members | Fee for VSD: 0,3 VNDstock/time/code (maximum not exceeding 300,000 VND /time/stock) |
| Fee for KIS: 50,000 VND/document | ||
| 3 | Transfer securities to make payments | 0,3 VND/stock/time/stock (maximum not exceeding 300,000 VND /time/stock) |
| 4 | Transfer to account settlement | Fee for VSD: 0,3 VND/stock/time/code (maximum not exceeding 300,000 VND / time/code) |
| Fee for KIS: 100,000 VND/document | ||
| E. | OTHER SERVICES | |
| 1 | Auction Authorization | Failure auction: 200,000 VND/time |
| Successful auction: 0,5% * successful purchase value ( Minimum 500,000 VND/ time, Maximum 5,000,000 VND/time) | ||
| 1 | Stock withdrawal | 100,000 VND/document |
| 2 | Transfer of rights to buy additional shares: | |
| * Same Company | 50,000 VND/document | |
| * Different companies | 100,000 VND/document | |
| 4 | Closing account | 50,000 VND |
| 5 | Reissue OTP card | 50,000 VND/card |
| F. | FEE OF SHAREHOLDER INFORMATION MANAGEMENT SERVICE | |
| I. | Securities transfer | |
| 1 | Stock | 0,30%* transaction value |
| 2 | Bonds | 0,20%* transaction value |
| 3 | KIS Vietnam Stock | 0,15%* transaction value |
| The minimum transfer fee is VND 50,000 and up to VND 5,000,000 per transaction. | ||
| 4 | Re-issuance of shareholder book / transfer certificate of ownership of shares | 50,000 VND/time |
| 5 | Change shareholder information | Free |
| G. | Blockade and release of securities | |
| 1 | Lock, release with registered security measures | At KIS: 0,05% of transaction value at par value (minimum VND 500,000/document, maximum VND 5,000,000/document) At VSD: 80,000 vnđ/document (lock), 20,000 vnđ/document (release) |
| 2 | Block securities upon request | At KIS: 0,05% of transaction value at par value (minimum VND 500,000/document, maximum VND 5,000,000/document) At VSD: 0,1% value of blocked securities for securities, corporate bonds and debt instruments (maximum VND 10,000,000/code) |
| 0,01% of transaction block value at par value for corporate bonds and debt instruments (maximum VND 5,000,000/document) | ||
| 3 | Pledge and handle mortgaged securities in case of insolvency | 0,03% of transaction value at face value (excluding transaction fees, min: 300,000/time, maximum 3,000,000/time) |
*Effective from 10/07/2023*
