UPCOM Transaction Regulation

1. Trading Time:

Trading time  Orders used Session
09h00 – 11h30  LO Continuous order matching I
11h30 – 13h00 Intermission
13:00 – 15:00 LO Continuous order matching II
09:00 – 15:00 Put-through

2. Transaction method:

Continuous order matching & Put-through

3. Matching principles

Price priority > Time priority

4. Trading unit: 100 shares
Odd lot trading units with a volume of from 01 to 99 stocks are executed by both matching and negotiation methods.
No transaction units are required for agreement transactions.
Agreement and odd lot transactions are not allowed to be conducted on the first trading day of newly listed stocks or the trading day after 25 days of trading suspension is suspended until the reference price is determined. from the result of the continuous order matching method.

5. Price Tick: VND 100
No listing unit is required for bonds and put-through transactions

6. Price Range: ± 15%
For new shares registered for trading on the first trading day and for stocks with no transaction for more than 25 consecutive trading sessions, within the first trading day, the price fluctuation range is ± 40. % compared to reference price.

7. Reference prices: Reference price is the weighted average of trading prices executed by continuous order matching method of the latest trading day.

8. Trading order:
Trading orders are limited orders (LO). Limit orders are valid from the time they are entered into the trading registration system until canceled or until the end of the trading period.

9. Edit and cancel orders during the trading session
Price / volume correction and cancellation of orders are only valid for an unmatched original order or the rest of the original order has not been executed yet.
♦ In case of an increase in the volume increase: The priority order of the order after being corrected is calculated since the repair order is entered into the trading system.
♦ In case of changing the reduced volume: The order of priority of orders did not change.

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